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2021 Compliance Supplement Addenda 1 & 2 and Technical Update

Note to the 2021 Compliance Supplement Addendum 1 (Addendum 1)

The 2021 Addendum 1 serves as a complement to the 2021 Compliance Supplement published on August 13, 2021 (FR Doc. 2021-17363) and applies to fiscal year audits beginning after June 30, 2020. It added two programs funded by the American Rescue Plan Act (ARP) to Part 4 of the Compliance Supplement: (1) Treasury’s Coronavirus State and Local Fiscal Recovery Funds (assistance listing number 21.027) and (2) Education’s Education Stabilization Fund (assistance listing number 84.425). For audits with report dates prior to the issuance of these guidance, auditors are not required to go back retroactively to review these two programs based on the newly issued guidance.

2021 Addendum 1 - Federal Register Notice 12 03 21

Education Exchange Stabilization Fund Compliance Supplement

Treasury SLFRF Compliance Supplement


Note to the 2021 Compliance Supplement Addendum 2 (Addendum 2)

The 2021 Addendum 2 serves as a complement to the 2021 Compliance Supplement published on August 13, 2021 (FR Doc. 2021-17363) and applies to fiscal year audits beginning after June 30, 2020. It includes 7 programs:

2021 Addendum 2 - Federal Register Notice

USDA 10.542 – Pandemic EBT – Food Benefits

USDA 10.649 – Pandemic EBT – Admin Costs

HHS 93.575 – Child Care and Development Block Grant

HHS 93.499 – Low Income Household Water Assistance Program

HHS 93.558 - TANF

HUD 14.871 – Section 8 Housing Choice Vouchers

DOT 20.315 – National Railroad Passenger Corporation Grants


Note to the 2021 Compliance Supplement – Technical Update

The 2021 Compliance Supplement Technical Update document provides an update for two programs that were included with the 2021 Compliance Supplement (issued on August 13, 2021 – FR Doc. 2021-17363) and Addendum 1 (issued on December 3, 2021 - FR Doc. 2021-26238). The two programs are: (1) the Department of Health and Human Services Assistance Listing 93.498 - Provider Relief Fund and (2) Treasury Assistance Listing 21.027 - Coronavirus State and Local Fiscal Recovery Funds. It also provides an update to Part 8 Appendix VII to add the alternative compliance examination engagement in accordance with the Government Accountability Office’s Government Auditing Standards for eligible recipients of the SLFRF.

2021 Technical Update – Federal Register Notice

HHS 93.498 – PRF – Technical Update

Treasury 21.027 -SLFRF – Technical Update

Supplement Part 8 Appendix VII – Technical Update

This guidance is applicable only for audits with report dates subsequent to issuance of this guidance.

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